Compliance Officer jobs - New York, NY
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| May 29 | Compliance Associate in New York City - 5+ years experience | Huxley | New York, NY |
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About the position: You will serve as a compliance officer liaising daily with ... position will entail serving on a team of compliance officers to various clients... more |
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| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
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services firm is seeking a Compliance Officer that will join a team of 10 ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
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| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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investment bank. The company seeks an AML Compliance Officer who will be responsible ... address best practices. The AML Compliance Officer has significant interaction with... more |
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| May 27 | Institutional Options Compliance Officer | Compliance Search Group | New York, NY |
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and other services, seeks an Options Compliance Officer. The compliance ... developments. Qualifications: 5- 7+ years Compliance experience. In-depth knowledge of... more |
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| May 27 | Chief Compliance Officer - Mortgage Industry | Cybercoders | New York, NY |
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Chief Compliance Officer - Mortgage Industry Chief Compliance Officer - Mortgage Industry ... - Mortgage Industry, Chief Compliance Officer, CCO, Financial industry, financial... more |
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| May 27 | Compliance Officer | Chartis | New York, NY |
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devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more |
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| May 25 | Compliance Manager | JPMorgan Chase | New York, NY |
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Treasury & Securities Services ("TSS") Compliance supports the WSS business ... seeking a highly motivated Senior Compliance Officer with at least five (5) years of... more |
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| May 23 | Banking Compliance Officer | Forum Group | New York, NY |
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of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more |
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| May 23 | Director of Business & Auxiliary Services (Administrative Officer) | City College of New York | New York, NY |
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- Oversees legal, safety, fiscal, and other compliance requirements. - Oversees ... Officer CONTRACT TITLE: Higher Education Officer FLSA: Exempt CAMPUS SPECIFIC... more |
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| May 23 | PMO Analyst | Tephrainc | Stamford, CT |
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Program meetings (operating review etcRun compliance report every week and along with PMs take corrective actions for non-compliance. Fill up role as an "Acting PM" in... more |
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| May 19 | Director - Compliance | AIG | New York, NY |
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the business. Consult Business Unit Chief Compliance Officer on Corporate policies, ... Officer and/or Business Unit Chief Compliance Officer and General Counsel as... more |
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| May 19 | Director Medical Review Corporate Privacy Officer | Visiting Nurse Service of New York | New York, NY |
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Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more |
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| May 16 | Compliance Officer | AIG | New York, NY |
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devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
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| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
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The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
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| May 08 | Senior Alternatives Compliance Officer | Michael Page International | New York, NY |
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The Compliance Officer will be responsible for the oversight of the alternative ... a generalist compliance role. The Compliance Officer's general responsibilities will... more |
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| Apr 17 | Chief Of Staff for Citi's Chief Compliance Officer - job | Citigroup | New York, NY |
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of compliance responsibilities for the Chief Compliance officer and the Compliance ... Compliance Officer in scoping and managing compliance-oriented projects, drafting,... more |
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| Mar 30 | FS CIO Advisory IM BI Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 22 | PMG FI Compliance Officer - job | BlackRock | New York, NY |
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Company Overview: BlackRock is a leader in investment management, risk management and advisory services for institutional and retail clients worldwide. With approximately $3.4... more |
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| Mar 20 | Compliance Counsel | Robert Walters | New York, NY |
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The role will report to the Chief Compliance Officer and General Counsel and ... the compliance wall intact and maintain our compliance supervisory structure; Ability to... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 05 | Chief Compliance Officer | Wnet | New York, NY |
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federal funds. WNET is seeking a Chief Compliance Officer to assume primary ... Financial Officer, the Chief Compliance Officer will have primary responsibility for... more |
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| Jul 26 | Loss Prevention Officer | Kohl's | Oceanside, NY |
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is not effective Assists in monitoring Store compliance with Company policies and procedures on theft deterrence, safety, and operational controls Implements and promotes Store... more |
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