Regulatory Manager- Mutual Funds jobs
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Featured Job Postings from the Web
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| May 20 | Compliance Officer - Adviser / Fund | Compliance Search Group | Philadelphia, PA |
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specialized compliance exams based on regulatory requirements, firm policies, ... the securities industry and the applicable regulatory requirements Knowledge and... more |
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| May 20 | Regulatory Compliance Analyst | Affiliated Computer Services | Boston, MA |
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Compliance Analyst reports to the Manager Regulatory Compliance and is primarily ... Seeking someone with 5 to 10 years of Regulatory Compliance experience that... more |
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| May 14 | Compliance Counsel Asset Management / Hedge Fund | Financial Services Company | New York, NY |
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institutional money management, mutual funds, hedge funds and alternative ... and enhancing policies and procedures; regulatory interactions; oversight of... more |
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| May 02 | Mutual Fund Fellow | U.S. Securities and Exchange Commission | New York |
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Identify areas involving mutual funds/investment companies that merit special evaluation b ... JOB QUALIFICATIONS: * Must have expert-level experience with mutual funds/investment compa... more |
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| Apr 25 | Quality Control Portfolio Manager I | Bank of Oklahoma | Tulsa, OK |
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current trends in portfolio management and regulatory compliance. Keeps informed of ... taxable bonds, tax free bonds, mutual funds, and international stocks * Knowledge... more |
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| Apr 22 | Director of Regulatory & Economic Capital Analyses and Reporting | Financial Services Company | New York, NY |
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regulatory and economic capital limits Regulatory capital filings - build customized ... regulatory environment Strong knowledge of regulatory and economic capital management... more |
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| Feb 28 | Mutual Fund Attorney - Sales - Other job | BlackRock | New York, NY |
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including separate accounts, mutual funds, iShares (R) (exchange traded funds), ... funds, including the iShares exchange traded funds, and asset management services. The... more |
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More Job Postings from the Web
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| May 31 | Mutual Fund Attorney | BlackRock | New York |
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investment funds, with a focus on open-end mutual funds and related regulatory reform, ... and institutional separate accounts, mutual funds and other pooled investment... more |
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| May 27 | VP, Mutual Fund Financial Reporting | JPMorgan Chase | Massachusetts |
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accurate creation of financial statements, regulatory reports, and fund distributions. ... standards Minimum of 15 years in the mutual funds industry, with a minimum of 5 -... more |
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| May 25 | Customer Processing Associate-Mutual Fund Omnibus Job | BNY Mellon | Lake Mary, FL |
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regulations and Pershing policies, ensuring regulatory compliance and minimizing exposure ... Product knowledge, knowledge of federal regulatory guidelines, and Pershing policies. more |
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| May 25 | Compliance Officer - Mutual Funds | Tiaa-cref | Charlotte, NC |
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institutions Compliance Officer, Mutual Funds Compliance (Charlotte, NC or New ... years of mutual fund and investment adviser regulatory compliance experience (primarily... more |
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| May 24 | Mutual Fund Compliance Officer | SEI | Oaks, PA |
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and Advisers Inner Circle Trust of mutual funds and their service providers. These ... billion in assets, including over 150 mutual funds with varying investment strategies... more |
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| May 14 | In-House - 40 Act/Mutual Funds/Investment Advisory Attorney | McCormack Schreiber Legal Search | Milwaukee, WI |
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with strong investment management or mutual fund advisory experience for positions ... should have significant experience analyzing regulatory, investment and trading issues;... more |
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| May 07 | Mutual Fund Services Administrator | Harris Associates | Chicago, IL |
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materials generated by the Mutual Funds Services Group. Responsible for ... that website postings related to the Mutual Funds Services Group are accurate and posted... more |
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| May 04 | Mutual Fund Trader 1 | U.S. Bancorp | Milwaukee, WI |
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maintains strong working relationships with mutual fund representatives and service ... to mutual funds - Basic understanding of regulatory and accounting principles which... more |
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| May 03 | Director Product Management, Mutual Funds | Hartford | Radnor, PA |
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Title: Director Product Management, Mutual Funds Location: United ... Hartford Mutual Funds? The Hartford Mutual Funds is a rapidly growing fund family with... more |
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| May 03 | Director Product Management, Mutual Funds | Hartford Financial Services Group | Radnor, PA |
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platforms for offering The Hartford Mutual Funds through investment only arrangements. ... Hartford Mutual Funds? The Hartford Mutual Funds is a rapidly growing fund family with... more |
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| May 01 | Manager - Mutual Funds, Hedge Funds, Private Equity (Regulatory Compliance) | Deloitte | Boston, MA |
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reporting and other internal controls, and regulatory compliance. Business risk ... and changing regulations. Governance, Regulatory & Risk Strategies (GR&R) provides... more |
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| Apr 26 | Mutual Fund Attorney - 40' Act Exp | Michael Page International | New York, NY |
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Job description As the Mutual Funds Attorney you will report into a Senior Funds Attorney ... legal support for all NY-based registered funds, sub-advisory relationships and other... more |
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| Apr 24 | Lead Mutual Fund Financial Reporting Consultant | MetLife | Boston, MA |
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10+ years of either a combination of mutual fund accounting and mutual fund ... with an emphasis on audits of mutual funds. Ideally the candidate will have... more |
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| Mar 30 | Mutual Funds Attorney | Complistaff | New York, NY |
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World class investment advisor seeks Mutual Funds Attorney for faced paced and dynamic ... law firm Experience with the following: mutual funds compliance legal issues relating... more |
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| Feb 15 | Counsel - Securities/Mutual Fund | Western and Southern Life Insurance Company | Cincinnati, OH |
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legal needs/requirements of a diversified mutual fund complex, including familiarity ... that provides life insurance, annuities, mutual funds, retirement planning and... more |
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| Dec 12 | Mutual Fund Reporting Associate | Legg Mason & Co | Stamford, CT |
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to: Support the Mutual Fund Reporting Manager in managing Legg Mason's US mutual ... fund reporting requirements Support the Mutual Fund Reporting Manager in the... more |
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| Dec 12 | Mutual Fund Reporting Associate | Legg Mason | Stamford, CT |
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to: * Support the Mutual Fund Reporting Manager in managing Legg Mason's US mutual ... fund reporting requirements * Support the Mutual Fund Reporting Manager in the... more |
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| Apr 08 | Mutual Fund Analyst | Morningstar | Chicago, IL |
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including mutual funds, exchange-traded funds, closed-end funds, and alternatives. ... Responsibilities + Develop clear opinions on mutual funds based on research that goes... more |
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