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Jun 01 Senior Compliance Officer AIG New York, NY

and implementation of an annual compliance training program on compliance ... including demonstrable experience with compliance risk assessment, compliance... more

May 31 COMPLIANCE SPECIALIST ASSOCIATE!! Interviewing Immediately!! Randstad Ridgefield, NJ

Our client is currently searching for a Compliance Specialist Associate to join their team in Ridgefield NJ. BENEFITS TO YOU: - work for a successful and experienced management... more

May 31 Regional Compliance Manager Valley Stream Walmart White Plains, NY

support of compliance initiatives; leading compliance investigations; escalating issues ... to compliance risks; aligning company compliance strategy with area and facility... more

May 31 IB Tech - CPS Reg & Compliance - Business Analyst - Associate JPMorgan Chase Jersey City, NJ

information management security and compliance requirements as it relates to data ... working with trading data in the context of Compliance and Surveillance*Experience... more

May 31 Compliance Analyst - Product Development Response Legal Search A Division of Response Companies New York, NY

Compliance department of an insurance company located midtown seeks an Insurance ... and non-admitted forms/endorsements. The compliance professional will also respond to... more

May 30 Compliance/Operations Intern - Paid Conversion Partners New York, NY

include: * Provide essential support to compliance and operations team - Assist with ... research relating to regulatory compliance * Some administrative functions *... more

May 30 Risk, Legal, & Compliance Officer Sageworks New York, NY

professional to join the company as our Compliance, Risk, and Legal Officer. The ... focused individuals who can anticipate legal compliance challenges in our business model. more

May 29 Sr Customs Compliance Analyst Tyler Search Secaucus, NJ

Community....Our Specialty Niche! Trade Compliance, Senior Analyst Location: NJ Job ... needing assistance with the company's compliance projects and researching... more

May 29 Technology Compliance Project Manager Searchnow Jersey City, NJ

Industry is required Experience with Compliance and Risk functions (i.e. AML, Customer Complaints, Audit, Regulatory Inquiries / Exams, Surveillance, Licensing, etc.) is a... more

May 29 Compliance Associate in New York City - 5+ years experience Huxley New York, NY

with great benefits for an experienced compliance professional. Must have strong ... About the position: You will serve as a compliance officer liaising daily with... more

May 28 Compliance Manager - Research & Development Forest Laboratories New York, NY

including PhRMA Compliance, OIG Compliance, and Corporate Compliance. - ... provides reports on a regular basis to the Compliance Department, Compliance Committee... more

May 28 Manager Compliance Monitoring Ferring Pharmaceuticals Parsippany, NJ

Compliance SOPs and policies; identify new Compliance SOPs and procedures that needed ? ... ? Demonstrated ability to translate compliance applications into practical... more

May 26 Audit Manager - Compliance Resources & Projects TD Bank New York, NY

The Compliance Project manager is a leader and self starter who works closely with the ... with a specific emphasis on consumer compliance and anti-money laundering rules. more

May 25 Local Compliance Officer Saint Barnabas Health Care System Newark, NJ

compliance objectives in the areas of compliance education, internal ... advanced training; experience managing compliance requirements of government and... more

May 25 Compliance Analyst Kimber Mfg New York, NY

establishing and maintaining operational ATF compliance in Serial number records management, problem resolution, and ATF export processing. In this role, you will be responsible... more

May 23 Banking Compliance Officer Forum Group New York, NY

of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more

May 22 Confidential Executive Assistant - Compliance John Jay College of Criminal Justice of the City University of New York New York, NY

recruitment files. - Clearly explain compliance procedures associated with ... materials. - Assist in the preparation of compliance notifications, correspondence, and... more

May 22 Managing Director - Futures/Commodities Compliance - job Robert Half Finance & Accounting New York, NY

focused primarily on futures and commodities compliance issues. This represents an ... in futures, commodities and derivatives compliance in a combination of regulatory,... more

May 22 Dodd-Frank BA/PM from Compliance/Derivatives Enableit New York, NY

TopTier financial services firm is seeking a Compliance Analyst to project manage all ... of regulatory change management for the Compliance department concerning DoddFrank... more

May 20 Technical Lead - Java - Trading Compliance Cpc International Jersey City, NJ

a global team involved in developing trade compliance solutions in areas such as: trade ... system and potentially other projects in the compliance monitoring portfolio and ensure a... more

May 20 Project Manager - Dodd Frank Compliance NTT Data Jersey City, NJ

large multinational banks) go thru the compliance process and address associated ... - Cost Management 2+ years Dodd-Frank compliance This is a full-time salaried... more

May 20 Broker - Dealer Compliance, Director Level Compliance Search Group Jersey City, NJ

matters and filings; Oversight of the compliance professional responsible for ... Strong knowledge of securities/broker-dealer compliance, including FINRA rules and... more

May 16 Director - Finance and Compliance - Ambulatory Support New York Presbyterian Hospitals New York, NY

Director - Finance and Compliance - Ambulatory Support Responsibilities - CUMC Shaping the ... your career as Director of Finance and Compliance for the Ambulatory Care and... more

May 08 VP Alternative Investment Compliance R. Marin Enterprises New York, NY

The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more

Apr 05 Ethics & Compliance CPA CPE Manager I PwC Jersey City, NJ

The CPE and CPA Licensing Compliance group drives the US firm's Ethics & Compliance missio ... multiple stakeholders to distill complex compliance requirements and technical... more

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